, to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.Section 57(6) Settlement Committee Meeting No. 6/2025 Settlement Committee Order No. 93
holders, on investment decisions, or on changes in the price of the company’s securities within the specified period. SEC Act S.Section 57(6) Settlement Committee Meeting No. 8/2025 Settlement Committee
violated Section 98(8) of the Securities and Exchange Act B.E. 2535 amended by the Securities and Exchange Act (No. 5) B.E. 2559. SEC Act S.283 Settlement Committee Meeting No. 5/2024 Settlement Committee
Securities and Exchange Act (No. 6) B.E. 2562. SEC Act S.283 Settlement Committee Meeting No. 5/2024 Settlement Committee Order No. 57/2024 Dated 23/07/2024
used for the benefit of the Asia Wealth, In addition, the securities broker failed to the inefficient system for maintaining customers’ assets. SEC Act S.283 Settlement Committee Meeting No. 8/2025
capital (NC) in accordance with the rules, conditions and procedures of the Notification of the Securities and Exchange Commission. SEC Act S.283 Settlement Committee Meeting No. 8/2025 Settlement
and truthful report of the net capital to the office of Securities and Exchange Commission. SEC Act S.283 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 126/2025 Dated 22/09
offer period.which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.247 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 176/2022 Dated 11/11/2022
instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.33 Settlement Committee Meeting No. 7/2023 Settlement Committee Order No. 66/2023 Dated 09/08/2023