Qualified to Be a Mutual Fund Supervisor dated 19/03/2001, published in the Government Gazette dated 2 April 2001, General Issue, Special Section 31Ngor. Notification No. OrNor. 4/2547 Re: Registration of
reference. 2 Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and
reference. Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and
reference. 10 Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business ___________________ By virtue of Section 9 and Paragraph
reference. Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business ___________________ By virtue of Section 9 and Paragraph 3
Commission Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds _____________ The supervision of securities
Government Gazette, Volume 119, Special section 32Ngor, dated 4 April 2002. As added by the notification of the Securities and Exchange Commission No. KorThor.29/2545 Re: Custody of Client Assets of a
Client Assets of a Securities Company dated 4 January 2000, published in the Government Gazette, Volume 117, Special section 4Ngor, dated 14 January 2000. Notification of the Securities and Exchange