abetted Ms. Chantip Vanich, who knew or possesed the inside information about net profit significantly decrease in financial statements of Q2/2018, by allowing Ms.Chantip to use her securities’ s trading

e-service Online Submission See canceled document Securities Brokerage Business >> Decrease in Registered Capital (Section 98(1))   Type Title Section See Document Status Notified Date Effective Date

e-service Online Submission See canceled document Securities Underwriter Business >> Decrease in Registered Capital (Section 98(1))   Type Title Section See Document Status Notified Date Effective

e-service Online Submission See canceled document Securities Dealer Business >> Decrease in Registered Capital (Section 98(1))   Type Title Section See Document Status Notified Date Effective Date 1

2018, so Mr. Woraphant avoided a net loss from the decrease of STEC shares prices. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : 

public on 15 February 2018, so Miss Preeya avoided a net loss from the decrease of STEC shares prices. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as

), knew or possessed the inside information that ICHI's operating net profit decrease in the financial statement of 2016 which significantly fell from the operating net profit of Q4/2014 had a net loss

Printable Format - Laws and Regulations TSFC/IDB |- Securities Financing (section 4)   

Guidelines on the Consideration of Definition “Company” under Section 89/1

Printable Format - Laws and Regulations Limited BDU |- Licensing |- Registered Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel