Advisory or an Undertaking of Derivatives Business In the Category of Derivatives Investment Advisory ______________________ Whereas nowadays the giving of advice on the value or the suitability of
e-service Online Submission Investment Advisory >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission Kor Thor. 25/2560
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
Amendment to the Agreement of Advisory for Sales and Marketing Management Contract date After the Board of Directors’ approval The related parties 1. LH Mall & Hotel Co., Ltd. (LHMH), the subsidiary which
Agreement of Advisory for Remerchandising and Sales Management Contract date After the Board of Directors’ approval The related parties 1. LH Mall & Hotel Co.,Ltd. (LHMH), the subsidiary which Land and Houses
and the Derivatives Act, i.e., securities and derivatives business operators in the categories of, e.g., securities brokerage, investment advisory service, securities underwriting, mutual fund
trusts (REIT). It is expected to be effective in January 2019.Even though Thailand has already had in effect the rules permitting foreign investment advisors to provide advisory services to Thai
financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the
Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Investment Advisory >> การดำรงความเพียงพอของเงินกองทุน ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลงนาม วันที่มีผลใช้บังคับ 1. ประกาศคณะกรรมการ