คู่สัญญา (counterparty credit risk) และความเสี่ยงด้านปฏิบัติการ (operational risk) เป็นต้น 4. Fund governance เพื่อเป็นการรักษาผลประโยชน์ของผู้ลงทุน และมั่นใจได้ว่า hedge fund ต่างประเทศมีการบริหาร
supporters. The TCFD recommendations support more effective climate-related disclosures that enable investors and stakeholders to analyze and compare climate-related risk management of businesses within the
Governance Center. Assistant Secretary-General Waratchya Srimachand is the Head of this Division. 1.2 Market Intermediaries Division led by Assistant Secretary-General Paralee Sukonthaman. This
asset management companies. In addition, this initiative encourages the disclosure of sustainability-related information of sustainable fund according to SRI Fund standards which helps to reduce the risk
Investors SEC and Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code) SEC Help Center Resources for Investors fb Start-to-Invest Investor Alert Investor Alert
dimensions – economy, society and environment – under good corporate governance, appropriate risk management and effective cost management. Guided by the Customer Centricity strategy and our resolution of
แบบ RLA (Risk Level Assessment) [สำหรับการนำส่งรอบที่ 1 ปี 2566]
Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism
Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses
Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses