Facebook page "Golden Market View" : Unlicensed securities and derivatives business (Disclosure Date : 10/03/2026)
Facebook page "HSH Market Trends" : Unlicensed securities and derivatives business (Disclosure Date : 16/03/2026)
Facebook page "Golden Market Research" : Unlicensed securities and derivatives business (Disclosure Date : 18/03/2026)
Facebook page "Golden Market Focus" : Unlicensed securities and derivatives business (Disclosure Date : 18/03/2026)
Facebook page "Trend Market Perspective" : Unlicensed securities and derivatives business (Disclosure Date : 19/03/2026)
This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as institutional investors without requiring to assess the qualifications of the underlying clients for investor classification purposes*. This approach is based on the fact that private funds are managed by licensed securities business operators in the category of private fund management – professionals who po...
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
The seminar was graced by the presence of the Deputy Secretary-General to the Prime Minister for Political Affairs Kobsak Pootrakool, whose lectured under the topic of “How Thai Capital Market
SEC held a seminar under the topic of “Thailand SEC Policy Dialogue 2018: Regulating by Market Forces” on 28 November 2018 at the Grand Hyatt Erawan Hotel, with the objective to stimulate policy
Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market