duty with responsibility and deliberation as a professional. Her misconduct was in violation of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended her approval as

a trading order from the client's securities trading account without her client's order. {A} admitted doing such action, reasoning that she was unable to contact the client at the time the share

her client to buy derivative warrant without informing the client of specific risk of securities, the securities? last trading date and maturity date. {A} admitted that she advised the client to buy

responsible for the underwriting of Takuni Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, by allowing Mr.Chupong to use her trading account to subscribe and receive

Market Supervisory Board, due to her failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 5/2025

Mr. Sithinant Manyati Mr. Sithinant Manyati, an authorized director of KEENBIZ Company Limited was responsible for the company's operations. His failure to perform the required duty of her

Market Supervisory Board, due to her failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2025

Supervisory Board, due to her failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 8/2025 Settlement Committee

notification of the Capital Market Supervisory Board, due to her failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee

Supervisory Board, due to her failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2026 Settlement Committee