approval for investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities: One or a combination of the following activities: (1) Attending training
combination of the following activities: (1) Attending training courses or seminars organized either by securities companies or training institutes accepted by the Office; (2) Being a speaker, lecturer, full
securities companies? efficiency where quality of personnel in securities business either investment consultants or back office staff, will be strengthened. For investment consultants, training on wealth
South Sathorn Road, Tungmahamek Sub-District, Sathorn District, Bangkok, has resolved to approve a subsidiary to renew a hotel management advisor agreement to Mandarin Hotel (“the Hotels”) that is owned
resolved to approve a subsidiary to renew a hotel management advisor agreement to Mandarin Hotel (“the Hotels”) that is owned by The Mandarin Hotel Public Company Limited (“Mandarin”). This transaction is
Phaholyothin 32, Chankasem, Chatuchak, Bangkok. The land size is 1,924 square meter with 3-year leased period (March 1, 2020 – February 28, 2023. The Lessee is entitled to renew the lease for further 3 years of
. If these two persons were the approved investor contacts, the SEC would have revoked such approval status. {A} and {B}, however, did not renew their approved status as investor contacts; accordingly
renew the management service contracts with appropriate profit margin only. 2. Solar energy which is a new business has higher gross profit margin than 2 existing businesses. Consequently, overall gross
redemptions of investment units; “Management company” means any securities company licensed to undertake securities business in the category of mutual fund management; “Training institute” means Thailand