สรุปผลโครงการ supervisory stress test ประจำปี 2564
สรุปผลโครงการ supervisory stress test ประจำปี 2565
suitability test before letting clients make an investment, as specified by the SEC regulation. ?Our mission is to protect investors as well as facilitate fundraising for business sectors and develop financial
Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertakin
-equipped in terms of management structure, work systems, particularly an efficient information technology (IT) systems with a penetration test and IT audit, and disclosure of key information to customers
Determination of Other Financial Institutions Eligible to Apply for Securities Business Licenses Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking
legislation.A piloting process is underway to test arrangements. A number of fund managers and service providers are participating in the pilot with regulators.The pilot is expected to include making and
to regulation. 5. Scope of interests of Connected persons KYE and MTC got a joint major shareholders as follows:- - Mitsubishi Electric Corporation holds 9,048,020 shares or 41.13% of the share in KYE