Mrs. Ariya Sujarittham Mrs. Ariya Sujarittham knew or possessed negative substantial inside information about TRC CONSTRUCTION PUBLIC COMPANY LIMITED (TRC)’s 2018 performance which would

Mr. Saravoot Somwattana Mr. Saravoot Somwattana knew or possessed positive substantial inside information about Nirvana Development Public Company Limited (NVD) Q4/2021 performance which would be

MRS. TEO LEE NGO MRS. TEO LEE NGO is legally presumed to have knowledge or possession of inside information about AAPICO Hitech Public Company Limited (AH) performance for Q3/2022 which would be

) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to

the investor prescribed in (1) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the

an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business

] preventing leaking of inside information between units and personnel, [iii] internal control and [iv] risk management for operation of derivatives business in the category to be commenced, including measure

] preventing leaking of inside information between units and personnel, [iii] internal control and [iv] risk management for operation of derivatives business in the category to be commenced, including measure

] preventing leaking of inside information between units and personnel, [iii] internal control and [iv] risk management for operation of derivatives business in the category to be commenced, including measure

Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertakin