The SEC has developed the web page “IPO Fact Figure” on the SEC website, which can be viewed at www.sec.or.th/IPOFactFigure, and has it officially launched on 25 December to facilitate investor access to the comparable, statistical information for their investment decision making.The web page “IPO Fact Figure” is especially designed to serve investor needs for IPO share statistical information, consisting of the following: 1. Statistical information of IPO shares, e.g., the first trading day, fi...
On 9 July 2020, the CMSB Meeting No. 13/2563, chaired by SEC Secretary-General Ruenvadee Suwanmongkol, passed a resolution approving the regulations related to the establishment of high yield bond funds that will help increase liquidity and allow debt issuers affected by the COVID-19 pandemic to continue their business operation (bridge financing). This in turn will increase liquidity and stability of the high yield bond market as well as offer an alternative for high net worth investors...
SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a living skill after the Thai society has stepped into the ageing society. However, ageing people may not have enough money after retirement and investors have not yet achieved their targeted returns on investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strat...
Chapter (ISACA – Bangkok Chapter). Ms. Ajarin Pattanapanchai, Permanent Secretary of the Ministry of Digital Economy and Society, said: “The Ministry is ready to support the SEC in laying out policy and
Bangkok, December 22, 2014 ? The SEC and Bank of Thailand together with 24 nations agree to further strengthening collaboration in financial education to promote financial inclusion and literacy during the OECD-Thailand Seminar on Financial Inclusion and Financial Literacy in Asia, the event co-hosted by the SEC and the Bank of Thailand at the Mandarin Oriental Hotel, Bangkok from December 16-17, 2014.SEC Secretary-General Vorapol Socatiyanurak said, ?It is a great opportunity that Thailand has...
The Capital Market Supervisory Board (CMSB)’s Meeting No. 4/2021 dated 16 March 2021 passed a resolution approving in principle the regulatory revision following the cooperative plan of the BOT’s BIR program. The revision would accommodate the BOT’s market surveillance to acquire in-depth, complete, accurate and timely information on foreign bond investors’ behaviors. Such information would be useful for policy making with regard to exchange rates and financial system in an effective and t...
ก.ล.ต. เตรียมออกหลักเกณฑ์ให้ผู้ประกอบธุรกิจหลักทรัพย์ที่ให้บริการซื้อขาย แลกเปลี่ยน หรือจัดจำหน่ายตราสารหนี้ (ผู้ประกอบธุรกิจ) ต้องตรวจสอบว่า ลูกค้าและผู้รับผลประโยชน์ที่แท้จริง (ultimate beneficiary owner: UBO) ซึ่งเป็นผู้มีถิ่นที่อยู่ในต่างประเทศ มีการลงทะเบียนแสดงตัวตนกับ ธปท. แล้ว เพื่อให้ ธปท. มีข้อมูลสำหรับติดตามพฤติกรรมของนักลงทุนในตลาดตราสารหนี้ (market surveillance) ในเชิงลึกที่ถูกต้อง ครบถ้วน รวดเร็ว ซึ่งเป็นไปตามแผนความร่วมมือในโครงการที่กล่าวมาข้างต้น สำหรับการให้บริการดูแลและเ...
ก.ล.ต. รับฟังความเห็นหลักเกณฑ์เกี่ยวกับการลงทะเบียนแสดงตัวตนของผู้ลงทุนตราสารหนี้ในประเทศไทย (Bond Investor Registration)