close an oversea representative office, whether temporarily or permanently, the intermediary shall notify the closing date to the SEC Office at least 30 days before the closure. Chapter 3 Transitional
appointment of representatives for a specified period or conditions, or revoke the approval thereof. Chapter 4 Transitional Provisions and Effective Date of Notification ___________________ Clause 18 Any
Notification, or suspend the approval for appointment of representatives for a specified period or conditions, or revoke the approval thereof. Chapter 4 Transitional Provisions and Effective Date of Notification
of cancellation of the returned license. Transitional Provisions Clause 23 Any licensee of derivatives business pursuant to the notifications of the Securities and Exchange Commission which is repealed
of cancellation of the returned license. 10 Transitional Provisions Clause 23 Any licensee of derivatives business pursuant to the notifications of the Securities and Exchange Commission which is
Securities and Exchange Commission concerning the prohibited characteristics of personnel in securities business. Chapter 4 Transitional Provisions Clause 12. A person approved to be a fund manager prior to