of such suitability. It shall also provide basic advice to the client in order to raise the client’s awareness on the importance of asset allocation and determine investment proportion or enter into a
Derivatives Intermediaries (No. 7) dated 9 February 2017 (effective on 16 February 2017). 15 acknowledge the result of such suitability. It shall also provide basic advice to the client in order to raise the
Mr. Teera Deesawat Between 7 January 2015 to 24 March 2015, Mr. Teera Deesawat aided or abetted Mr. Werawat Changyoo by allowing Mr. Werawat to use his account and funding for selling and purchasing
purchasing Thiensurat Company Limited ("TSR") shares continuously in a way of concealment so as to mislead general public regarding the price or volume of TSR shares. Consequently, the conduct of
account and funding for selling and purchasing Thiensurat Company Limited ("TSR") shares continuously in a way of concealment so as to mislead general public regarding the price or volume of TSR
selling and purchasing Thiensurat Company Limited ("TSR") shares continuously in a way of concealment so as to mislead general public regarding the price or volume of TSR shares. Consequently, the
Mr. Ekkamon Chuntori On August 22, 2012, Mr. Ekkamon Chuntori aided and abetted Mr. Surasak Chuntori in purchasing 75,000 ordinary shares of Siam Global House Public Company Limited (“GLOBAL
;, which involved purchasing digital assets in exchange for cash and crediting such cash to Freedom Card, with fees charged. Furthermore, they solicited the public to use their services through Bitazza’s