Experiment and Develop Innovation In Support of Service Provision Related to Capital Market _____________________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the

Assets in which the Provident Fund may invest or have in Possession (Repealed) ​ Appointment of the Settlement Committee under the Provident Fund Act B.E. 2530(Repealed)  Appointment of the https

SEC and ThaiBMA past collaboration, including the making and dissemination of the Sample Bondholders’ Representative Appointment Agreement to facilitate and reduce costs for bond issuers and

provide such opinion to the Office of the Securities and Exchange Commission (the “SEC”), the SET, and the shareholders of the Company. In this regard, the Company is considering an appointment of the

mutual fund management company and a mutual fund under its management shall be in accordance with the specific rules prescribed under Clause12; (2) the appointment of a custodian who is a connected person

between the mutual fund management company and a mutual fund under its management shall be in accordance with the specific rules prescribed under Clause12; (2) the appointment of a custodian who is a

;   (2)  Provision of services exempted from application for a license to operate securities / derivatives business;    (3)  Activities without requirement for a license / registration for operating

Bangkok, 20 October 2016 ? The SEC is seeking public comments on the draft rules governing provision of investment services on capital market products denominated in foreign currency to promote a

of having complied with such guideline, it shall be deemed that an intermediary has already complied with the requirements under this Notification. Chapter 2 Appointment or Assignment of Personnel in

intermediary has already complied with the requirements under this Notification. Chapter 2 Appointment or Assignment of Personnel in the Capital Market Business Clause 4 2 Personnel in the capital market