are not applicable to – certain types of transactions. For example, giving financial assistance to a third party which is not considered a transaction in the normal course of business of listed
analyze, the SEC imposes certain requirements on the issuers covering (1) investor rights protection and fair treatment for all shareholders, (2) qualifications, duties and responsibilities of directors
Executives / Personnel Major Shareholders Protection of Customer Assets (Section 98(3)) Engagement in Related Businesses Internal operation of Securities Companies Auditors Accounting and Financial Statements