of conflicts of interest, internal control and receipt and delivery of fund assets. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to
fixed details, that cover several issues such as personnel’s well-preparedness, investment management, reception and delivery of funds’ assets and risk management.SEC has studied the supervision in
details, that cover several issues such as personnel readiness, investment management, receiving and delivery of funds’ assets and risk management.SEC has studied the supervision in other countries and
funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
on draft amendment to approval for paperless filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing
paperless filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required
for investors and enhance competitiveness of asset management companies (AMC), the SEC conducted a public hearing in November, proposing the principles and draft notifications for the amendments to
Meeting No. 3/2024 held on 5 March 2024 and Meeting No. 4/2024 held on 27 March 2024 passed a resolution proposing EVER shareholders to consider the connected transaction of land purchase at the AGM
relevant rules, etc. The SEC and the SET are therefore proposing the principles for amending the regulations on approval for issuance and offering for sale of newly issued securities to investors and the
crime.Given the current circumstances, SEC is proposing to introduce measures for supervision of digital asset businesses in this matter, and the SEC Board Meeting No. 15/2563 dated 3 December 2020 has