drafted relevant regulations, with the key points as follows: (1) To revise the refresher criteria for IA to include a minimum number of training hours required for the course, in alignment with the roles
management companies. Additionally, the amendments would include revision to the submission period in alignment with that of mutual fund management companies.The SEC is therefore conducting this public
sandbox is one of the policies in alignment with the 3rd Capital Market Development Plan (2017-2021), featuring Distributed Ledger Technology (DLT) initiated by the SEC. It is expected to enhance
towards capital market development and updating various progresses in both regions. Topics on discussion include “Regulatory Alignment & Deference,” “The Use of Technology in Financial Services
ขึ้นในแต่ละภูมิภาค ในหัวข้อ Regulatory Alignment & Deference (การลดความไม่สอดคล้องกันของแนวทางการกำกับดูแลและการออกกฎเกณฑ์ต่าง ๆ) และ Use of technology in financial services (การใช้เทคโนโลยีในการให้
plant infrastructure funds to use the capital market to raise funds as the industry is important to national development. The move will bring the regulations into alignment with the government’s
ideal candidates should also have other useful experiences for performing the Secretary-General role in alignment with legal intent, vision, mission, and objectives of the SEC to promote, develop and
by promoting efficiency, transparency, and alignment with international best practices, which serve as a key foundation for the sustainable development of Thailand’s capital market.The event was
persons to sign on securities trading orders or other documents for themselves to prevent possible damage. ____________________________ * Pursuant to Clause 23(1) and the
management companies, as well as update their fund books (if any) on the following business day to prevent damage from possible frauds