Commission Notification of the Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of a Derivatives Business
upon the termination of such approval of the SEC Office, if the change of position of such person is required to be registered with the company-partnership registrar of the Ministry of Commerce, the
director or executive, or when the approval for the appointment of director or executive is terminated, such position is required to be registered with the Company and Partnership Registrar of the Ministry
Rules on Application for and Granting of Approval to Undertake Trust Business (No. 2)
Rules, Conditions and Procedures for Approval of the Securitization Project (No. 2)
Re: Application and Approval for Offer for Sale of Structured Notes
Re : Application for and Approval of Offer for Sale of Newly Issued Debt Securities
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)