deceases, resigns, or whose approval is revoked by the SEC Office, or where a securities company is part of a financial conglomerate with a shareholding structure, internal audit and supervision by other
broker is part of a financial conglomerate with its shareholding structure, internal group audit and supervision carried out by another regulatory body as prescribed and notified by the SEC Office, the SEC
revoked; or in the case that the derivatives broker is part of a financial conglomerate with its shareholding structure, internal group audit and supervision carried out by another regulatory body as
sufficient clarity to enable the identification and assessment of risks relating to objectives. Questions Yes No 6.1 The company is able to comply with the generally accepted accounting principles which is
/ Product Highlight Sheet (Part I) [ ] [ ] 2. Key Information (Part II) (A) The registration statement (B) Prospectus [ ] 3. Certification of Information Accuracy (Part III) [ ] 4. Evidence on the appointment
include it as part of the package of this form Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand (HK-TH MRF) Application Form To
) _________________________________________________ Please print this checklist and include it as part of the package of this form Form updated as of June 2021 Page 2 of 9 Form 35 – HK-TH MRF Mutual Recognition of Funds between Hong Kong Special
charge expenses in a part of Administrative expenses. In Q1/2018 the Company recorded only Baht 0.05 million for the same expenses in a part of Administrative expenses. For the three-month period financial