”) securities which caused his aggregate holding of NOK shares reached or passed five percent of the total number of voting rights of NOK within the period specified in the notification of the Capital Market

period specified in the notification of Securities and Exchange Commission. Later he submitted such reports (Form 246-2) to the SEC Office on 17 April 2018. SEC Act S.246 Settlement Committee Meeting No

within the period specified in the notification of the Capital Market Supervisory Board after he acquired or disposed NEWS shares (on May 26 - 27, 2014) which caused his aggregate holding of NEWS shares

notification of the Capital Market Supervisory Board. She later filed the accurate reports (Form 246-2) to the SEC Office on September 21, 2018. SEC Act S.246 Settlement Committee Meeting No. 10/2018

notification of the Capital Market Supervisory Board after he had acquired FNS shares between December 28, 2012 and December 3, 2019 so that the acquisition of such shares caused his aggregate holding of FNS

SVI shares reached or passed five percent of the total number of voting rights of SVI but he failed to reported these acquisition to the SEC Office within the period specified in the notification of the

liable for AS’s failure to offer newly issued securities to directors or employees which is in compliance with rules, conditions and procedures as specified in the notification of the Capital Market

specified in the notification of the SEC. DAB Act S.94 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 2/2024 Dated 30/01/2024

for GMOZ’s failure to submit a financial statement for the year 2022 to SEC office and notify the financial statement on GMOZ’s website within the period specified in the notification of the Securities

his securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of SAIMAT shares reached or passed five