management companies with clear operational direction toward achieving net-zero emissions, supporting the sustainable growth of Thailand’s fund and capital market industry. Ms. Nataya Niyamanusorn, SEC
intelligence (AI), highlighting the SEC's guidelines for AI usage to enhance customer services and operational efficiency for capital market stakeholders. She concluded by encouraging collaboration between
compared to the previous year include budget spending, which increased to 94.66 points (from 88.46 points), operational quality, which increased to 88.36 points (from 82.43 points), the exercise of authority
Yooyuen, SEC Deputy Secretary-General and Spokesperson, recapped updates on key operational matters. These included the publication of the clarifying statement regarding channels and scope of services for
securities companies and investors. In this respect, SEC will consider detail operational guidelines to be presented to the SEC Board for further consideration. _______________________
the COVID-19 pandemic, issues relating to remote working, operational resilience, and fraud and scam inspection will also be discussed. On 11 March 2021, EU-Asia Pacific Forum will be held and
unit; for instance, to monitor development of new regulations, work as knowledge center for all employees, inspect or review compliance of business operations, prepare operational inspection plan and
service for investment in mutual funds; and (5) demonstrate readiness in terms of financial condition, operational systems and human resources.?The new type of selling agents will not only promote
Bangkok, July 22, 2014 ? The SEC is seeking public comment on proposed rules, conditions, and procedures for information disclosure in financial statements and operational result of foreign
website has become a comprehensive source of important information relevant to listed companies such as financial conditions and operational results, reports on changes in securities holding (Form 59-2