come into force. Clause 11 Any reference made in any other notifications to the Notification of the Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Assets of Clients by Licensed
reference. Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and
Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The SEC has issued five notifications amending the regulations to expand the eligible assets of Thailand ESG Fund. These notifications
performance of duties, interfering with investors? assets in concealment and creating false evidience in violation of or non-compliance with the notifications of the Capital Market Supervisory Board concerning
client's assets were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore revoked the approval of {A} as capital market
assets were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore revoked the approval of {A} as capital market investment
assets. Under the royal decree, they must obtain licenses to operate digital asset businesses from Ministry of Finance. SEC has a duty to standardize business practices to ensure that operators are well
Company Concerning the Acquisition or Disposition of Assets” dated 29th October 2004 (collectively referred to as the “Acquisition and Disposal Notifications”). When considering the size of the Transaction