into the following transactions, the company shall comply with the rules on agreement to enter into transactions as specified by the Notification of the Board of Governors of the Stock Exchange of
Commission Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds _____________ The supervision of securities
, Vietnam (“WHA Hemaraj Industrial Zone 1, Nghe An”). The said agreement is a related party transaction under the Notification of the Capital Market Supervisory Board No. TorChor. 21/2551 Re: Rules on
collateral placement, selection of securities, data processing and data reporting to the management, agreement with investors and additional conditions in the case where business operators have the duty to
pledged securities; 3. payable for client account; 4. payable under securities repurchase agreement; (d) other liabilities as stipulated by the Notification of the SEC Office. (7) “ risk haircuts ” means
repurchase agreement; (d) other liabilities as stipulated by the Notification of the SEC Office. (7) “risk haircuts” means risk haircuts with respect to undertaking securities business or any other operation
. Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and Section 97 of the Securities and
opening an account and entering into the agreement which appoint the securities company as the 19As added by the Notification of the Securities and Exchange Commission No. Kor Khor.48/2547 Re: Rules
brokerage. Clause 16.21 22 In considering an application for opening an account and entering into the agreement which appoint the securities company as the 19As added by the Notification of the Securities and
. ------------------------------- Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of