Laundering Act B.E. 2542 (1999) and the SEC Office’s issuance of the Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor/Yor/Khor. 3/2550 Re: Rules, Conditions and Procedures
funds or the transferred mutual funds which are dissolved due to the merger or the amalgamation shall be in accordance with the Notification No. TorNor. 75/2552, mutatis mutandis . However, the provision
funds or the transferred mutual funds which are dissolved due to the merger or the amalgamation shall be in accordance with the Notification No. TorNor. 75/2552, mutatis mutandis. However, the provision
position, as the case may be.? In addition, the Department of Business Development, Ministry of Commerce has issued the Notification directing public limited company that has been informed by the SEC that
they incompletely recorded client's securities or derivatives trading orders due to their receipt of such orders via mobile phone. The SEC therefore publicly diclosed their inappropriate behavior and
and Customer Due Diligence system (“KYC/CDD”). His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between April 25, 2024 and
for the crowdfunding debentures, which were due on February 8, 2024, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction
for the crowdfunding debentures, which were due on December 4, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction
agreement for the crowdfunding debentures, which were due on December 8, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.300 in