two members which may cause the highest loss where the securities clearing house provides services relating to more complex risk transactions or involving multiple jurisdictions. Clause 4 The securities
transactions or involving multiple jurisdictions. 2 Clause 4 The derivatives clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk
the years, SET and our allies have consolidated our efforts on multiple fronts, including continuous communication and warning alerts to the public. The introduction of the SEC's Investment Scam Hotline
) Financial stability The creation of a unit of account other than the Thai baht could cause consumers and businesses to incur greater costs, from exchanging multiple currencies in a back-and-forth manner
client’s assets; □ (3.6) System to prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a
prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a system ready for keeping assets into
other person(s) or has other person(s) hold on his behalf. 6 In case of complex shareholding structure of the reporter or concert party in a juristic person under Section 258, for example multiple levels
has other person(s) hold on his behalf. 6 In case of complex shareholding structure of the reporter or concert party in a juristic person under Section 258, for example multiple levels of shareholding