involved in the FOCUS and IFEC trading, and Adirek Umbangtalad, investor contact (marketing officer) at and Merchant Partner Securities Public Company Limited, who was involved in RCI trading, for allegedly

/?subsection=display_committee&cmtid=6     •  IOSCO Board Member   In addition to playing an active https://www.sec.or.th/EN/Pages/AboutUs/InternationalRelations.aspx

Meeting 2/2019 held in Japan in October 2019. This opportunity reflects once again the confidence of the international regulators in SEC Thailand as the IOSCO APRC host, thanks to our active

held this workshop, where knowledge and experiences would be shared for the purpose of active and swift operation, such knowledge include, collecting and inspecting evidence, procedures regarding

account long-term benefit to the company, providing that ESOP participants must have specified qualifications and be active agent when exercising his or her right to purchase securities under ESOP.  Besides

most recently, the Growth and Emerging Market Steering Committee. The SEC has placed importance and played active roles in various IOSCO projects and implementing the IOSCO principles and standards.  The

MANAGEMENT COMPANY LIMITED FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES COMPANY LIMITED MAYBANK SECURITIES (THAILAND) PUBLIC COMPANY LIMITED MERKLE CAPITAL COMPANY LIMITED MERCHANT PARTNERS ASSET MANAGEMENT

://www.macquarie.com/th/en.html MST MAYBANK SECURITIES (THAILAND) PUBLIC CO.,LTD. http://www.maybank-ke.co.th MERCHANT MERCHANT PARTNERS SECURITIES PUBLIC CO.,LTD. http://www.merchant.co.th PST PHILLIP SECURITIES

adverse impacts on environment and society.   Business units are responsible for continuous and active management of all relevant risk exposure to be in line with its returns and risk appetite.  Risk

actively managing strategies for ETFs, i.e., active ETFs, in addition to the existing passive ETFs;  2. Streamlining consideration procedure for underlying index which will be further contemplated for