the agency authorized to supervise derivatives trading as: □ being licensed to be a derivatives dealer; □ having been registered to be a derivatives dealer; □ being permitted to be a derivatives dealer
permitted to be a derivatives dealer without having to apply for a license or registration. By the authorized agency…………………………………… Country……………………………………………………………… 2.2 Regulation on scope of business operation
companies undertaking securities business. There are two types of investor contact , i.e., Investor Contact Type A permitted to conduct securities investment analysis, and Investor Contact Type B permitted to
. There are two types of investor contact, i.e., Investor Contact Type A permitted to conduct securities investment analysis, and Investor Contact Type B permitted to conduct securities investment analysis
transition is permitted by Clause 10 of the Notification thereinafter which management company shall arrange the appointed juristic person to comply with the rules under these sub clauses as soon as possible
Redemption and Marketing Representatives of Private Funds (No. 2) dated 21 July 2014. However, the grace period for transition is permitted by Clause 10 of the Notification thereinafter which management
investing ที่มีวัตถุประสงค์การลงทุนในหลักทรัพย์ที่ก่อให้เกิดผลกระทบเชิงบวกต่อสังคมหรือสิ่งแวดล้อม บลจ. จะต้องกำหนดและเปิดเผยเป้าหมายที่สามารถประเมินผลลัพธ์ได้ (measurable outcome) อย่างชัดเจนในเอกสารกองทุนรวม