, consequently misleading the public regarding the price or trading volumes of COMAN stocks and demonstrating the intention to make the price or trading volumes of the stock deviate from normal market conditions
evidence, complaints from 10 securities firms asking for legal actions against a number of persons, allegedly deceiving and defrauding the companies of the securities trading money, causing damage to the
at a fixed rate of 2 million baht. Over the years, the trading volume on TFEX have been increasing continuously. Thus, to align the fee with the cost of supervising derivatives exchange and in line
SEC, as the agency responsible for the supervision and development of the Thai capital market, focuses on the development of more options for SMEs and startups to mobilize funds through the capital
Market Organizations (FETCO), as well as high-ranking officials and executives from SECC, Cambodia Securities Exchange and private sector of Cambodia.Ms. Ruenvadee Suwanmongkol, SEC Secretary-General
become an important factor for stocks and mutual funds investment in recent times, but opening a trading account, which is the first step towards the services in the capital market, still takes a long
to the securities trading regulations to enhance market orderliness, as proposed by the Stock Exchange of Thailand (SET), with the key points as follows: (1) Increasing the Dynamic Price Band on a per
Bangkok, February 4, 2013 - The SEC suspended two capital market investment consultants, namely, {B} and {C}, as well as, two securities investment consultants, namely, {A} and {D} (formerly {F}), of
on listed companies’ disclosure of material information, issuing investor warning messages, and/or posting trading signs to alert investors. For next steps, the SET is in the process of revising the
roles. The project is in line with the international agenda for women empowerment and expectations of investors, trading partners, and stakeholders, who have increasingly placed the emphasis on the issue