34, Section 41, Section 43, Section 44 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Capital Market Supervisory Board hereby issues the following
| - |- Securities Brokerage (Section 113) | - |- Securities Dealing (Section 114) | - |- Securities Underwriting (Section 116) | - |- Underwriter of capital market product denominated in foreign currency | - |- Books
| - |- Guideline on the commencement for operation of securities / derivatives business | - |- Securities Brokerage (Section 113) | - |- Brokerage of capital market product denominated in foreign currency
Printable Format - Laws and Regulations Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major
with Gor and Jor have been changed to Kor and Chor respectively. Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board TorNor 21/2552
Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart
with Gor and Jor have been changed to Kor and Chor respectively. Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board TorThor 47/2552
with Gor and Jor have been changed to Kor and Chor respectively. Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board TorNor. 9/2553
with Gor and Jor have been changed to Kor and Chor respectively. Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board TorNor. 11/2553