Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the

The Securities and Exchange Commission (SEC), in collaboration with the Principles for Responsible Investment (PRI) and the Asia Investor Group on Climate Change (AIGCC), organized an in-depth

SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its

regulatory bodies and institutional investors to launch the I Code and invited investors to endorse it as a guideline for responsible investment management whereby environmental and social interest as well as

have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment

center for sustainability-themed financial products which is conveniently accessed by capital market participants and the public. Currently, the product information available on the platform includes

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC

Mr. Kavin Phongpandecha Mr. Kavin Phingpandecha, a former Chief Executive Officer of Bitazza Company Limited, who is responsible for the operation of Bitazza, shall be liable for Bitazza’s failure to

with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the