follows; (1) engaged in an act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board

. Notification of Capital Market Supervisory Board  TorKhor. 68/2552 Rules, Conditions and Procedures for Undertaking of Investment Advisory Business and Appointment of Investment Advisory Agent   03/08/2009 01/09

Market Supervisory Board TorNor. 31/2553 Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 3) http://capital.sec.or.th

SEC’s procedures for handling reports of investment scams from the public and capital market stakeholders. From November 2023 to September 2024, an average of 381 cases were reported monthly. The SEC

highlighted the SEC’s procedures for handling reports of investment scams from the public and capital market stakeholders. She also emphasized the collaboration among agencies and social media platform

attract investment and fundraising that prioritize environmental protection, social development and sustainability, which is another important role of the capital market in driving forward the

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC

comply with the rules, conditions and procedures as specified in the notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset as

with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the