operators in the capital markets who plan to apply fintech must comply as follows: (1)    Set a policy on fintech application at board or executives level; (2)    Have personnel understand the basic

Annual Registration Statement (Form 56-1) and the Registration Statement for Securities Offering (Form 69-1) to include the CG Code compliance as well as other important information such as the level of

the SEC). These individuals were also prohibited from trading securities and derivatives for 14 or 20 months (as the case may be) and from serving as directors or executives for 28 or 40 months (as the

any expenses incurred from investigating the offence. He was also barred from serving as a director and executive of securities issuing companies and securities companies for a specific period.*Since

Analyst (Series 86/87) สำหรับการขอความเห็นชอบเป็นนักวิเคราะห์การลงทุนด้านหลักทรัพย์ (3)หลักสูตร Investment Advice Diploma ของ Chartered Institute for Securities and Investment เฉพาะรายวิชาที่

NUA, WATTANA BANGKOK 10110 KHLONG TOEI NUEA WATTHANA BANGKOK THAILAND 10110 Nov 07, 2001 6. PI SECURITIES PUBLIC COMPANY LIMITED 132 SINDHORN TOWER1 LEVEL 2,3 SINDHORN TOWER3, LEVEL 17,18, 20 LUMPHINI

Mr. Thawatchai Pittayasophon, Deputy Secretary-General of the Securities and Exchange Commission (SEC), as the SEC's representative, participated in a panel discussion on the topic, "Scaling Up

), The Thai Bond Market Association (ThaiBMA),  the National Credit Bureau (NCB), the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), The Thai

Bangkok, 30 March 2025 – As a large number of business operators in the capital and digital asset markets (“business operators”), listed companies and securities issuing companies have been affected

by 20 to 25 percent from the business-as-usual level by 2030.The financial sector plays a crucial role in mobilising funds to promote sustainability practices in the country. Most recently, financial