credibility of business operators and the Thai capital market. The proposed revision will extend the scope of capital market personnel who are subject to the prohibited characteristics to those with duties that
to his lack of qualifications or his prohibited characteristics pursuant to the law regulating such business operators and the notifications issued by virtue of the said law, such person shall be
of commercial bank, securities company or financial institution established under specific law due to the lack of qualifications or the possession of prohibited characteristics pursuant to the law
indicating a lack of appropriateness in https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2008-no4.pdf RIA พรà¸ı หลัฆชรัพยไ signed.pdf RIA พรà¸ı หลัฆชรà
consider and determine the scope of investment of mutual fund, private fund or derivatives investment management. “ investment management assistant ” means a person who performs the duty of assisting
Form to Report on Names of Members and Scope of Work of the Audit Committee The Board of Directors meeting No. 12/2017 of Nation Multimedia Group Public Company Limited held on December 28, 2017 resolved
transfer right in real estate to a REIT in the way that may affect the applicant to lack independent performance of duties to [i] conduct a due diligence of a real estate in which the REIT would invest and
, or even appear to, impinge upon the independence of ity. Where conflicts of interest or a lack of independence is common at a CRA and hidden from investors, overall investor confidence in the
of Director: The Board of Directors has considered the agreement and has opinion that the transaction is necessary and reasonable. F 24-1 Form to Report on Names of Members and Scope of Work of the