therefore suspended the approval as investment consultant for complex instruments type 1*** for one month and 15 days, effective from 9 March 2020.  SEC emphasizes the importance for investment consultants

plan with proper instruments; (4) monitoring and adjusting investment proportion in according to acceptable risks and investment targets; and (5) reporting the overall investment of customers. If

financial instruments and put in place effective regulations to ensure compliance, fairness, and prevent exploitation of stakeholders. As the market became more developed, new products were introduced and

worth and higher risk-taking capability (non-retail investors). The qualified investors will be allowed to invest in complex instruments suitable for their risk profile while receiving appropriate level

hub. Several measures to be carried out include issuance of regulations to accommodate the offerings of overseas financial instruments ? equities, debt instruments, and mutual funds; and conducting

public or instruments in which a fund plans to invest without the need to apply for an investment advisory license. The services provided by the said foreign CRAs are, however, limited only to permissible

based on consolidated financial statement as of 31 December 2019. Therefore, AIS is entitled to disclose the transaction to the SET and submit a notice of information on such transaction to all

October 2004 (as amended) (the “Notification on Acquisition or Disposal of Assets"). The highest transaction value equals 0.03 percent based on the value of consideration basis. The highest transaction

October 2004 (as amended) (collectively referred to as “Notifications on Acquisition or Disposal of Assets”). After calculating the size of such transaction based on the Nation Multimedia Group Public Co

investment; (2) bonds or debt instruments issued or guaranteed by foreign governments, foreign government agencies, or international organizations; (3) bonds or debt instruments issued or guaranteed by state