business undertaking; (7)1 “investor contact” means any person who performs duties in contacting, soliciting, giving advice or planning related to the purchase or sale or investment in securities for
signing of the share purchase agreement and execution of the transaction to be completed within 2nd quarter of 2023. Classification: Internal FY22 MD&A Advanced Info Service Plc. 3 FY22 Financial Summary
Section 102 Securities and Exchange Act B.E. 2535 Section 102. The lending of money for the purchase, sale or exchange of securities by a securities company shall be in accordance with the rules
agreement to purchase Kitha’s shares; the adding of special agenda to purchase Kitha’s shares in shareholder meeting and when the shareholder meeting approved, the agreement to purchase Kitha’s share became
and responsibilities of high-level management Chapter 2 Availability of competent personnel Chapter 3 Fund management operation system 3.1 Accepting of purchase or redemption orders of investment units
responsibilities of high-level management Chapter 2 Availability of competent personnel Chapter 3 Fund management operation system 3.1 Accepting of purchase or redemption orders of investment units 3.2 Investment
| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of