management that are entrusted for the management of investments work on the basis of integrity and prudence with knowledge and expertise of the professional to ensure the full protection of investors’ interest
honesty and integrity based on their career records, as well as having skills and experiences which are beneficial to the business operation; (4) being able to show the readiness of its work system and
Honorable Mention of the 9th NACC Integrity Awards 2019” “SEC Thailand is a recipient of Digital Government Awards 2020 and Honorable Mention of the 9th NACC Integrity Awards 2019”
Awards 2020 and Honorable Mention of the 9th NACC Integrity Awards 2019 SEC Thailand is a recipient of Digital Government Awards 2020 and Honorable Mention of https://publish.sec.or.th/nrs/9022pe.docx
-9660 2 “สำนักงาน ก.ล.ต. ได้รับรางวัลรัฐบาลดิจิทัล ปี 2563 (DG Awards 2020) และรางวัลชมเชยองค์กรโปร่งใส (NACC Integrity Awards) ครั้งที่ 9 (ปี 2562)” 2. การโฆษณาต้องมีคำเตือน
consultants are not allowed to make investment decisions for investors, no matter if the investors give a consent or not, and they have to perform professional duties with loyalty and integrity at all times
ทรัพย์ฯ ทุกราย (Market Integrity) โดยตระหนักถึงความสำคัญของการดูแลและคุ้มครองประโยชน์ผู้ลงทุน เพื่อให้ผู้ลงทุนเกิดความเชื่อมั่นกับการลงทุนในตลาดหลักทรัพย์ฯ การดำเนินโครงการศึกษาแนวทางการให้ความช่วยเหลือแก่
fiduciary duties owed to their clients would undermine the integrity of the industry and the capital market as a whole. The SEC will not tolerate dishonest conducts of market professionals who seek personal
signifying companies? health, while professional integrity will serve the society with accurate information.?Prateep Tangmatitham, TLCA Vice Chairman said that ?On behalf of listed companies, we are very
Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. One of the SEC?s responsibilities is to monitor and