. 45/2547 Re: Determination of Undertaking not Deemed as a Derivatives Dealer dated 8 October 2004 shall be repealed. Clause 2. Person who offers to trade or trades in derivatives for his own account
Securities and Exchange Commission hereby issues the following regulations: Clause 1. The management company shall, in undertaking of fund management business, arrange to have an operating system which is
following regulations: Clause 1. The management company shall, in undertaking of fund management business, arrange to have an operating system which is comprising of, at least, the following particulars: (1
Exchange Commission hereby issues the following regulations: Clause 1. The management company shall, in undertaking of fund management business, arrange to have an operating system which is comprising of, at
fund of person in sub clause (1) or (2) above, but not including any provident fund. “conflict person” means the following persons: (1) REIT manager; (2) director, executive, authorized management person
). “units of collective investment schemes” means the following securities of collective investment schemes or that issued under foreign ETF with an objective to invest in securities, financial instruments or
B.E. 2535 (1992) (SEA) and imparting the false statement with the intention to mislead any person concerning price sensitive information in contravention of Section 238 of the SEA and thus liable to
person to be the manager of the fund and the assets generated from the fund; (3) having an investment policy whereby investment in a business is made through entering into an agreement for investment in
established under Thai or foreign law and possessing all of the following characteristics: (1) having the objective of joint investment among at least two accredited investors; (2) assigning any person to be