) Ethical requirement (ER): Compliance in this area was found insufficient in some firms, such as inadequate independence compliance testing due to the findings on incomplete identification of related parties
Futures Co., Ltd. The SEC's finding indicated that he had falsified documents by signing the documents on behalf of the client and made copy of client's identification card to obtain a gift voucher. When
shall have a clear principle in taking of purchase or redemption order of investment units and verification of the acceptance of such order shall to be in accordance with the prospectus in order to gain
verification of the acceptance of such order shall to be in accordance with the prospectus in order to gain confidence among investors. Guidelines 1. Accepting of purchase or redemption order of investment units
revenue from 3rd party products for distribution of THB 319 million as the Group has reached 31 owned distribution centers as compared to 25 distribution centers and launched 3 branded products by 3rd party
of branded products by 3rd party manufacture of THB 380 million, (ii) the growth in revenue from 3rd party products for distribution of THB 319 million as the Group has reached 31 owned distribution
of Baht 5.76 million, a decrease of Baht 36 million from net loss of the previous year. The main reasons for the substantial difference are as follows: Renewable energy business The Company reached
March 31, 2019 reached Baht 95.67 million, a decrease of 1% from Baht 96.25 million for the same period of previous year, of which 96% contributed from renewable energy business and 4% from others
identification of clients and the beneficial owners of derivatives traded by clients in accordance with the information obtained from members. Such identification may be recorded in the form of Identification Card
of the year 2018 that the Company had received which those had already worked partly but not yet reached the invoice. As the result, those had recognized the revenue by completed of work. The Short