Bangkok, July 31, 2013 - The SEC suspended three investment consultants of ZMICO Securities Co., Ltd; two-month suspension on {A} and {B}, and one-month suspension on {C}.  In this connection, the

Bangkok, September 20, 2013 - The SEC imposed a one-month suspension on {A}, a derivatives investment consultant of Asia Plus Securities Plc. for trading derivatives on behalf of her client.Following

securities investment consultant for one month. Having considered that she had already been subject to one-month suspension imposed by her employer, the suspension imposed by the SEC is deemed to have been

Bangkok, March 28, 2013 - The SEC imposed a three-month suspension on {A}, a securities market investment consultant of  Trinity Securities Co. Ltd.The SEC received a report from Trinity Securities

2017 from the increase of the new transferring project 9 projects (KnightsBridge Sky City Sapanmai, Notting Hill The Exclusive Charoenkrung, Pause Sukhumvit103, KnightsBridge The Ocean Sriracha

, โครงการ Notting Hill The Exclusive Charoenkrung, โครงการ Pause Sukhumvit103, โครงการ KnightsBridge The Ocean Sriracha, โครงการ Kensington Phahol-Kaset, โครงการ Kensington Laemchabung Sriracha1, โครงการ

ขึ้นไป และ (3) การกำหนดมาตรการหยุดซื้อขายโดยอัตโนมัติ (Auto Pause) รายหลักทรัพย์ กรณีมีปริมาณคำสั่งซื้อขายหลักทรัพย์สูงผิดปกติทั้งนี้ การปรับปรุงหลักเกณฑ์ในครั้งนี้เป็นการใช้มาตรการใหม่ทั้งหมด จึงเห็นควร

months, effective from March 19, 2015. During the suspension period, moreover, the Bank must not allow her to perform the duty of branch manager, in relation to the capital market business.*Clauses 20(2

 {A} from the duty as the approved securities investment consultant for 4 months, effective from April 23, 2015.  As the suspension was deemed as the 2nd category of prohibited characteristics of

Bangkok, February 18, 2013 - The SEC imposed a five-month suspension on {A}, a securities market investment consultant of Bualuang Securities Plc., and a three-month suspension on {B}, a securities