Microsoft Word - MD&A SET Q1'2020 ENG.doc Page 1 of 2 May 14, 2020 Re: Management Discussion and Analysis for the period ended March 31 ,2020 To: Director and Manager of the Stock Exchange of
Microsoft Word - MD&A SET Q3'2020 ENG Page 1 of 2 November 13, 2020 Re: Management Discussion and Analysis for Quarter 3/2020 (September 30 ,2020) To: Director and Manager of the Stock Exchange of
MD & A - Q3-62 _สอบทาน__EN November 7, 2019 Subject : Management Discussion and Analysis For the second quarter ended 30 September 2019 (reviewed) To : Director and Manager The Stock Exchange of
consultant for a month and 10 days, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business
Bangkok, 23 June 2017 ? The SEC has ordered Polaris Capital Public Company Limited (POLAR) to have an auditor conduct a special audit on the sources, existence and completeness of its accounting
Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial
imposed by {A}'s former employer, the SEC will not consider his application for approval as capital market personnel for one year eleven months and fourteen days, starting from December 20, 2013
Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account
According to an inspection report submitted by Maybank Kim Eng and a complaint from a client and the SEC’s further investigation, it was found that during August 2011 – October 2018, {A} sent trading
Competition, which featured the Royal Trophy from Her Royal Highness Princess Maha Chakri Sirindhorn. The SEC supported the competition and sent a football team to participate in the event to enhance