วิเคราะห์ความแตกต่างระหว่างแนวทางของ IOSCO กับแนวทางของส านักงาน (gap analysis) โดยพบว่า หลักเกณฑ์ของส านักงานส่วนใหญ่ซึ่งผู้ประกอบธุรกิจสามารถปฏิบัติตามได้มีการก าหนด แนวทาง BCM เป็นไปตามมาตรฐาน IOSCO แล้ว
added FBB products and service are key tools to maintain pricing gap and avoid price competition. Enterprise business should continue to grow along with digital trend as there are imminent need of
consumption and intense competition, AIS Fibre focuses on value added service bundling to increase average revenue per household (ARPH) and ease pressure on ARPU as well as maintain pricing gap from competition
health examination to comprehensive diagnosis and preventive care. Moreover, the hospital opened the advanced pediatric center that provides child care services from birth to teenage by a specialized
Office shall have the power to prescribe rules, conditions and procedures in detail related to the matters specified in this Notification for clarity in practice and for the SEC Office’s examination of the
related to the matters specified in this Notification for clarity in practice and for the SEC Office’s examination of the compliance therewith. Clause 23 In the case where the SEC Office finds that any
Clause 15/3, the examination and certification documents of the mutual fund supervisor shall also be attached to the written request for a resolution or the written notice of the meeting; (3) have the
verification and examination. CHAPTER III Custody of client’s assets Clause 17. A securities company shall segregate the assets under its custody as customer’s assets not less than the followings: (1) money; the
) -5- Clause 16. A securities company shall keep the information and documents related to the custody of client’s assets at least two years for the Office’s verification and examination. CHAPTER III
submission of the application. (b) Possessing qualifications and work experiences as follows: 1. Having passed the level 1 examination of Chartered Financial Analyst (CFA) or Certified Investment and