of Clause 5(1), the foreign collective investment scheme shall: (1) be managed by a CIS operator who: (a) is under supervision of home regulator which has the authority to impose sanctions or to order
Online Branch Office --------------------------- Clause 4. It shall be deemed that the Office approves the establishment of the full-service branch office and online branch office, provided that on date
Office approves the establishment of the full-service branch office and online branch office, provided that on date the securities company start-up an operation, it meets the following qualifications; (1
Branch Office --------------------------- Clause 4. It shall be deemed that the Office approves the establishment of the full-service branch office and online branch office, provided that on date the
1 Full-service Branch Office and Online Branch Office --------------------------- Clause 4. It shall be deemed that the Office approves the establishment of the full-service branch office and online
Subject to Provisions on Public Offering of Securities shall file an application for such examination together with the following documents and evidence: (1) Documents on establishment of foreign ETF as
specified under Section 24 and in the Notification of the Capital Market Supervisory Board regarding Rules on Capital Market Business Personnel : (a) work related to management, establishment, control and