reference. Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and

funds; (3) “ infrastructure asset ” means: (a) the https://publish.sec.or.th/nrs/5883pe.doc DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed

https://publish.sec.or.th/nrs/5883pe.doc DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board

FOCUS share price. Her jail term, however, was suspended for two years.Yesterday (October 31, 2012), the Criminal Court ruled against two share price manipulators for violating Section 243(1), (2) in

for investment in securities and derivatives. The said actions were done under the name ?Nateethong? through the web blog: URL http://nateethong.bloggang.com. Due to the fact that Yuttana was neither

clients or proceed as per their requests. If the clients do not claim their assets, Zipmex must deposit them in a trusted and secure system to protect the clients’ interests.   Due to its failure to

accounts without proper scrutiny of their financial potential through Know Your Customer (KYC) and Customer Due Diligence (CDD) processes. The allocation of TIGER shares, with supporting promotional

securities investment records and income statement. His wrongdoings were in violation of Clause 2 of Section 281/2 in conjunction with Sections 89/7, 307, 308, 311, 312, and 313 of the SEA. With his confession

of Section 16 of the Derivatives Act B.E. 2546 (2003). In this regard, the SEC filed a criminal complaint with the ECD Police against {X1} Co., Ltd. and its executives, namely {A}, as company director

Supaporn Lapvisutisin, former Executive Vice President of Picnic Corporation Plc. ("PICNI") and 22 associates, and sentenced Theeratchanon and Supaporn to12 year imprisonment for breaching of Section 56 and