establishment of an association related to securities business to the SEC Office as per the Form specified by the SEC Office, together with the following evidentiary documentation: (1) the regulations of the
for the most recent quarter prior to filing the application shall meet the following criteria: (a) the financial statements shall be prepared in accordance with the financial reporting standards in
prepared in accordance with the financial reporting standards in compliance with other criteria related to preparing financial statements under the Notification of the Capital Market Supervisory Board
financial statements shall be prepared in accordance with the financial reporting standards in compliance with other criteria related to preparing financial statements under the Notification of the Capital
receives the application for approval of the offer for sale of the structured notes and a complete set of supporting evidentiary documentation in accordance with the Licensing Manual for the Public, the SEC
). Chapter 2 Application Procedure and Fees __________________ Clause 6 An applicant shall file an application with the SEC Office, together with the evidentiary documentation via the form and method provided
evidentiary documentation via the form and method provided by the SEC Office on the SEC Office’s website. Clause 7 1 In the case where the SEC Office considers that the applicant has the correct and complete
evidentiary documentation via the form and method provided by the SEC Office on the SEC Office’s website. Clause 7 1 In the case where the SEC Office considers that the applicant has the correct and complete
interest payment date to be 30 April 2025, and approving the cancellation of immediate bond maturity and default interest as specified in the bondholder representatives’ documentation; (6) Granting
application with the SEC Office together with the relevant evidentiary documentation in accordance with the form and procedure prepared on the website of the SEC Office. Clause 6 In case the SEC Office has