Microsoft PowerPoint - 9H!7-˙#0-ˆ˙#0-ˆ2#*H#2"2ˇCrowdfunding SEC Classification : ใชภ้ายใน (Internal) กระบวนการนำส่งข้อมูลอิเล็กทรอนิกส์ crowdfunding 1/42 SEC Classification : ใชภ้ายใน (Internal
a client can access the information and risks related to derivatives trading by preparing documents disclosing at least the following information and risks: (1) details of the types, characteristics
related to derivatives trading by preparing documents disclosing at least the following information and risks: (1) details of the types, characteristics, structures, products or variables and terms of the
infrastructure fund to investor under the following criteria: (1) disclosing in a report or document circulated to unitholders at least once a year; (2) disclosing on management company’s website. In this regard
been applied by most institutional investors, i.e., (1) managing conflicts of interest properly, and (2) disclosing voting policy and voting results. Five other core principles are (3) adopting a clear
notification disclosing at least the information specified in List 2 of the Major Transaction Rules to its shareholders within 21 days from the date on which the disclosure is made to the SET. Please be informed
(details as appear in enclosure 1) and send a notification disclosing at least the information specified in List 2 of the Major Transaction Rules to its shareholders within 21 days from the date on which the
material contents as contained in the guideline for risk disclosure statement attached to this Notification. In disclosing risks relating to trading derivatives under the first paragraph, an intermediary