’ study on rules, regulations, codes of conduct, and relevant law. In case such investor contact also obtained approval to be derivatives investor contact, the syllabus of the training, activities, or
securities company or derivatives intermediary, excluding venture capital fund management company, inter-dealer brokerage company and registered derivatives intermediary. “ client ” means a person who uses
e-service Online Submission Derivatives Dealer >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 7/2560 16/02/2017
Bangkok, June 20, 2011-The SEC urges shareholders of Demco Plc. (DEMCO) to carefully study DEMCO?s plan to acquire shares of a connected person - Aeolus Power Co., Ltd. (Aeolus) before exercising
Bangkok, June 20, 2011 - The SEC urges shareholders of Demco Plc. (DEMCO) to carefully study DEMCO?s plan to acquire shares of a connected person - Aeolus Power Co., Ltd. (Aeolus) before exercising
01/03/2017 2. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
e-service Online Submission Derivatives Dealer >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorThor 3/2551
e-service Online Submission See canceled document Securities Dealer Business >> Dealer of capital market product denominated in foreign currency Type Title Section See Document Status Notified Date
financial planning and saving while listed company executives will share their knowledge and experience as well as provide opportunities for study programs and internships.Lt.Gen. Yosanant Raicharoen