โดยนางสาวปิยาพัชร ในฐานะพนักงานห้องค้าหลักทรัพย์ (dealer) ของบริษัทหลักทรัพย์จัดการกองทุน ซึ่งเป็นบุคคลที่รู้หรือครอบครองข้อมูลเกี่ยวกับการซื้อขายหลักทรัพย์ของกองทุนรวม ได้เปิดเผยข้อมูลเกี่ยวกับคำสั่ง
Mr. Worawat have jointly operated a digital asset dealer without a license. This case is under consideration of the public prosecutor. DAB Act S.26 and Section 83 of Penal Code Criminal Complaint
, by and with the advice and consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-secact.doc ACT-SEA1992-AMENDED.PDF
Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-secact.doc ACT-SEA1992
consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-secact.doc ACT-SEA1992-AMENDED.PDF (Translation) Securities and Exchange
Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis) 23/01/2004 06/01/2004 Notification of the Office of the Securities and Exchange
e-service Online Submission See canceled document Bond Dealer and Underwriter >> OTC Securities Dealer (section 114) Type Title Section See Document Status Notified Date Effective Date 1
Dealer | Licensed Derivatives Dealer Company Name Head Office Data not found Note : * refers to inactivated derivatives dealing Registered Derivatives Broker is able to engage in derivative business only
|- Code of Conduct |- Fees |- Related Circular Letter Bond Dealer and Underwriter |- Fees (section 14 and 19) |- Major Shareholders (section 90 and 91) |- Advertising (section 98(10)) |- Statutory
there has been consultation on the required legislation and it is expected to be put before National Assembly by June 2018. In New Zealand, the Passport Rules are in the course of being incorporated into