securities and the changes to such holdings (Form 59) within 14 September 2021 and 30 August 2024 respectively. However, Mr. Chone prepared and disclosed the report (Form 59) to the SEC office on 4 April 2022
September 22, 2023. However, Mr. Wang prepared and disclosed the report (Form 59) to the SEC office on September 3, 2021 and September 29, 2023, which means Mr. Wang failed to prepare and disclose the report
to such holdings (Form 59 REIT/IFT) within December 14, 2021 and January 4, 2024. However, Mr. Anuwat prepared and disclosed the report (Form 59 REIT/IFT) to the SEC office on December 20, 2021 and
, and the six-month periods ended 30 June 2021 within 31 May 2021, 31 May 2021, and 30 September 2021, respectively. However, JCKD prepared and submitted the financial statement for the year 2020, the key
Bangkok, May 26, 2014 ? The SEC requires an application and information disclosure for offshore offering of convertible debentures (CD) be jointly prepared by CD issuer and SEC-approved financial
-1 One Report. Also, the registration statement for securities offering of both Thai and foreign companies has been revised to be in line with Form 56-1 One Report, which is required to be prepared
capital of 5 million baht, requiring to have proper management structure and adequate personnel for business operations. ICO portals must be well-prepared to due diligence ICO issuers, assess business
for digital assets can apply for official licenses at SEC from now on. The standardized work systems, good risk management and well-prepared personnel will be emphasized.SEC Secretary-General Rapee
Storage Property Fund (Montri Fund), established and managed by CIMB-Principal Asset Management Company Limited.Following the complaint against Nakul Chaiyanil, a former fund manager who prepared the
not be a director, officer or employee of the securities company. The securities company shall publish its balance sheet and profit and loss account prepared in accordance with the first paragraph for