plan that could support their life goals. This year we feature investment knowledge updates, edutainment games and activities such as suitability test, tools and channels for investment and retirement

later entirely cancelled. His intention in placing selling orders was to test the market, without intention to execute transactions, in such a way that misleads other persons regarding the price or

สมกับฐานะทางการเงิน ความรู้ และประสบการณ์ของผู้ลงทุน (suitability test) (1.3) ไม่ควรอนุญาตให้บุคคลธรรมดา / นิติบุคคลที่มีเงินลงทุนขั้นต่ าครั้งแรกไม่น้อยกว่า 2 ล้านบาท ลงทุนในทรัพย์สินได้เหมือน

and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents

; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act

securities-issuing companies or securities companies for 17 months. The civil sanctions, as imposed by the CSC, will take effect when the offenders sign a letter of consent, agreeing to comply with the civil

barred period of serving as director or executive will take effect when the offender signs a letter of consent, agreeing to comply with the civil sanction as imposed by the CSC. In the event that the

as director or executive for 18 months. The civil sanctions, as imposed by the CSC, will take effect when the offenders sign the letters of consent, agreeing to comply with the civil sanctions. In the

on the letter of consent which specifies civil sanctions to comply with the civil sanctions determined by the Civil Sanction Committee. If any of them declines to give consent for the civil

management of One for his own benefit with the client’s consent; (2) he personally signed client’s redemption order form for mutual funds; and (3) he changed client’s contact address to the address of One