incorporated in the 4th Capital Market Development Plan (2022-2027), under the “Digitalized Capital Market” strategic direction. The SEC is determined to push forward further development of DIF Web Portal to
sector in Thailand for coming together to push the bar higher and to create the conditions for the necessary financing space for sustainable growth,” added Ms. Wignaraja. SEC Secretary-General
clients’ accounts in the manner that caused TIGER price or trading volume to be inconsistent with the normal market condition, with an intent to push the security prices up, during 24-29 October 2018 and on
value of the businesses and help mitigate risks associated with incorrect financial statements. In this regard, FAP is well aware of the importance on this matter and will push forward to include the
evidence: (1) certification letter and consent letter of the audit firm to which the applicant is attached which certifies and gives consent in the following matters, as per Form 61-2 which is available on
, without or not complying with an order or consent given in writing by the client or any person authorized in writing by the client. Clause 6 A derivatives broker shall take actions as necessary in order for
with an order or consent given in writing by the client or any person authorized in writing by the client. Clause 6 A derivatives broker shall take actions as necessary in order for a client to obtain
Clause 15 or obtain an approval from mutual fund supervisor, or consent from clients or provident fund committee, as the case may be, in the case of as specified in Clause 16 or Clause 17. In this regard
resolution from unitholders in case of Clause 15 or obtain an approval from mutual fund supervisor, or consent from clients or provident fund committee, as the case may be, in the case of as specified in